Cases
Representative Matters: Represented a NASDAQ listed medical device manufacturer in a $7.5 million registered direct offering to an institutional investor.
Represented a biomedical company in an alternative public offering, allowing the company to raise $21.5 million in a private placement financing in connection with a reverse merger into a publicly held company.
Represented an investment bank, as underwriter
sole book running manager, in connection with the $7.2 million initial public offering by a NASDAQ listed diversified clean energy company.
Represented an investment bank, as placement agent, in raising $15.0 million for a NASDAQ listed biomedical public company. In the offering, the company issued shares of either common stock
preferred stock as well as warrants to purchase common stock.
Represented a NASDAQ listed intellectual property company in a $3.5 million PIPE transaction with a single institutional investor.
Represented an investment bank, as placement agent, in a PIPE transaction consisting of convertible notes
warrants for a provider of mobile electric power solutions.
Represented a growth equity fund in leading a $12 million round of Series B funding for a professional services firm.
Represented a NASDAQ listed company in a series of PIPE
at-the-market offerings aggregating in excess of $15 million.
Represented a NASDAQ listed company in the filing of an omnibus shelf registration statement on Form S-3 for up to $200 million of securities
an omnibus acquisition shelf registration statement on Form S-4 for up to $200 million of securities.
Represented a closely held corporation in terminating a coal mining lease, which, along with obtaining a cash payment, will allow the corporation to sell approximately 20 million tons of minable coal reserve at market royalty rates.
Represented a French CAC 40 company in connection with the sale of its wind-to-energy subsidiary for $81 million.
Represented a NYSE listed company in connection with its $138 million initial public offering.
Counsel to a closely held corporation in a 1031 exchange consisting of a sale of four net lease properties located in various states for $14 million,
a subsequent purchase of four replacement properties in California for $15 million.
Represented a private equity firm in connection with the sale of a human resources outsourcing firm to a NYSE listed company.
Represented a French CAC 40 company as lender
guarantor in connection with a $230 million project syndicated loan to a wind energy project.
Represented an IT staffing
consulting company in connection with a two-step transaction involving a corporate restructuring in which the company contributed substantial amounts of its assets
liabilities to a Delaware limited liability company, which simultaneously sold its preferred units to a third party investor for $20 million.
Represented a governmental entity in its privatization. Transaction involved the transfer of all of the assets
liabilities of the entity to a nonprofit entity while maintaining the government entity's mission.
Represented multiple pro bono clients with incorporating
obtaining IRS tax exempt status.
