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Borden Ladner Gervais LLPPartner
Carol E. Derk

Carol E. Derk

Not yet reviewed

22 Adelaide Street West, Suite 3400, Toronto, ON M5H 4E3

Investment Management, Derivatives, ETFs and 6 more

About Carol E. Derk

Carol E. Derk is a lawyer practicing investment management, derivatives, etfs and 6 other areas of law. Carol E. received a B.A. degree from University of Alberta in 1980, and has been licensed for 40 years. Carol E. practices at Borden Ladner Gervais LLP in Toronto, ON.

Carol E. Derk (Toronto, Ontario)

Awards

Distinguished Peer Rated
This award is granted to attorneys who have been recognized by their peers for very high ethical standards, with an average peer review score of 3.0 to 4.4.
Martindale-Hubbell Peer BV

Client Champion Awards

Client Champion awards recognize those attorneys who excel at service as affirmed by their clients. The awards, based on the quantity and quality of an attorney’s Martindale-Hubbell client reviews, demonstrate an ongoing commitment to delivering excellent client service. Award recipients stand out from their peers with a platinum, gold or silver icon.

Champion Badge Silver

At least three reviews and a score of 4.0 or higher.

Champion Badge Gold

At least six reviews and a score of 4.2 or higher.

Champion Badge Platinum

At least ten reviews and a score of 4.5 or higher.

Martindale Peer Awards

A lawyer who receives a minimum threshold of qualifying responses from fellow attorneys can qualify for one of three prestigious Martindale-Hubbell Peer Review Ratings:

Martindale-Hubbell Peer AV Preeminent Rating

AV Preeminent®: The highest peer rating standard. This rating signifies a large number of the lawyer’s peers rank him or her at the highest level of professional excellence for their legal knowledge, communication skills and ethical standards.

Martindale-Hubbell Peer Distinguished Rating

Distinguished: An excellent rating for a lawyer with some experience. This rating indicates the attorney is widely respected by their peers for high professional achievement and ethical standards.

Carol E. Derk got this award in 2021

Martindale-Hubbell Peer Notable Rating

Notable: This rating indicates that the lawyer has been recognized by a large number of their peers for strong ethical standards.

Avvo Awards

Avvo Top Contributor

Avvo Top Contributor: The Avvo Top Contributor Award is granted to attorneys who have earned significant contribution points in a given year on our sister site, Avvo.com. Contribution points are earned by answering questions in Q&A, publishing Legal Guides, and other useful contributions to the Avvo community.

Avvo Client Choice

Avvo Client’s Choice: The Avvo Client's Choice Award Badge is granted to attorneys with a significant number of 4+ star reviews in a given year.

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Services

Areas of Law

  • Other 9
    • Investment Management
    • Derivatives
    • ETFs
    • Structured Products and Closed-End Funds
    • Mutual Funds
    • Private Funds
    • Hedge Funds and Alternative Investments
    • Corporate Governance and Special Committees
    • Debt Capital Markets

Practice Details

  • Firm Information
    Position
    Partner
    Firm Name
    Borden Ladner Gervais LLP
  • Representative Cases & Transactions
    Cases
    Representative Work: Member of the BLG team that represented First Block Capital Inc. in connection with its registration as an investment fund manager
    an exempt market dealer in order to operate a bitcoin investment fund, the first registration of an investment fund manager in Canada solely dedicated to cryptocurrency investments. Also acted in connection with the private placement of units of the bitcoin fund to investors in Canada
    abroad.
    Advises public
    private investment funds on all issues relating to digital assets
    derivatives on digital assets.
    Advises investment fund managers on novel
    structured products for mutual funds, exchange-traded funds, closed-end funds, pooled funds
    other types of investment products. For example: Advised Mackenzie Financial Corporation when it introduced the first multi-series mutual funds into the Canadian marketplace
    Worked with fund managers to create the first guaranteed investment products
    target date funds


    Advised Invesco Canada when it introduced the first mutual fund-on-US exchange-traded fund structure.
    Acts for investment funds
    other investment vehicles that use derivatives as part of their investment strategies. For example: Worked with Mackenzie Financial Corporation to create the first RSP clone fund structure that used derivatives to provide investors with exposure to foreign property through a Canadian investment for tax purposes
    Works with numerous fund managers to create tax effective funds that use derivatives to convert income into capital gains


    Assists pooled funds to create tax effective structures through the use of derivatives, both onshore
    offshore.
    Acts for manufacturers of exchange-traded funds in connection with the creation
    ongoing operations of these funds.
    Advises investment funds regarding the use of securities lending, repurchase
    reverse repurchase transactions.

Experience

  • Bar Admission & Memberships
    Admissions
    1986, Ontario
    Memberships

    Professional Involvement

    •Member, Fintech Advisory Committee, Ontario Securities Commission
    •Former Member, Securities Advisory Committee, Ontario Securities Commission
    •Member, Policy Committee, Canadian ETF Association
    •Member, Canada Legal and Canada Regulatory Committees, International Swaps and Derivatives Association
    •Member, Derivatives Subcommittee, Investment Funds Institute of Canada
    •Member, Canadian Bar Association

  • Education & Certifications
    Law School
    University of Toronto
    Class of 1984
    LL.B.
    Other Education
    University of Alberta
    Class of 1980
    B.A.
    Hons.

    University of Alberta
    Class of 1980
    B.A.
    major in Music History

    University of Toronto
    Class of 1981
    M.A.

Carol E. Derk

Partner at Borden Ladner Gervais LLP
Not yet reviewed

Bay Adelaide Centre, East Tower22 Adelaide Street West, Suite 3400Toronto, ON M5H 4E3Canada

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