Cases
Representative Matters: Represent issuers of securities in Corporate Finance transactions: Equity financings: Series A Preferred Stock financing ($3 million raised)
Series B Preferred Stock financing ($10 million raised) conducted by a MedTech company with Institutional Investors
Series A Preferred Unit financing ($2.8 million raised) by a developers of aero-dynamic fairing products
Series A Preferred Unit financing ($5 million raised)
Series B Preferred Unit financing ($5 million raised) by a leading WealthTech startup
Series Seed Common Stock
Common Unit financings for a variety of startups typically in the $250K to$500K range
Debt Financings: Convertible Note financings for a variety of startups typically in the $250K to $1M range
Mezzanine
Senior debt financings in connection with leveraged buy-outs
Credit facilities backed by business assets
Joint Ventures: Corporate formation, Operating/Shareholder Agreements
Equity Incentive Plans for a variety of businesses, including an executive recruiting firms, business consulting firms, cannabis businesses, interior design firms, a celebrity merch
ising business, among others
Buy-side transactions: Represented a Private Equity firm in a series of acquisitions involving manufacturing
aerospace buy-outs (leveraged
non-leveraged) ranging in value from $1 million to $30 million
Represented a Private Equity firm in its acquisition of a digital music magazine
Represented a cannabis industry startup in an acquisition of a synergistic business
Represented a WealthTech startup in an acquisition of a SAAS FinTech company for $7 million
Sell-side transactions: Represented a Private Equity firm in dispositions of manufacturing
aerospace companies
Represented seller in the sale of a Registered Broker Dealer
Registered Investor Advisor firm
Represented owners in the sale of a private data company to a top tier publicly traded credit agency for $10 million
Represented shareholders of a U.S.-based subscription-based vacation rental company in a sale to a Europe-based competitor for $30 + million
Represented founder
sole shareholder in the sale of a private health insurance administration business to a public insurance company for $25 + million
Represented owner of a family-owned food service company in a sale to a publicly traded conglomerate for $30 + million
