Cases
Representative Matters: Represented clean energy software solutions company in its registered at-the-market (ATM) offering of up to $500M
Represented underwriter in registered ATM offering of up to $10M
Represented clean energy software solutions company in its $200M underwritten public offering
Represented publicly-traded m-commerce company in its acquisition of digital marketing artificial intelligence (AI) company
Represented Nasdaq software simulation company in its $115M public offering underwritten by Oppenheimer
Raymond James
Represented clean energy software solutions company in its $40M public offering underwritten by HC Wainwright
Advises small-cap OTC public companies on uplisting to Nasdaq
NYSE, including financings
corporate governance matters.
Represents race horse syndication crowdfunding platform company in its ongoing Regulation A (Reg A) offering of Series LLC interests in excess of $10M
Represented Nasdaq technology company in its $10M ATM follow-on public offering.
Represented Mexico-based VC firm in its $7M Series A lead investment into Silicon-Valley-based SaaS analytics company.
Represented high performance computing company in its $19.5M Initial Public Offering (IPO)
listing on Nasdaq.
Represented publicly-traded m-commerce company in its multi-million dollar tranched S-3 shelf public offering
Represents companies in Regulation CF crowdfunding offerings, as well as Rule 506(c) advertised offerings.
Represented clean energy software solutions company in its $4M registered direct public offering with SEG
Represented NASDAQ listed software company in its acquisition of French software company.
Represented FINRA-registered broker-dealer in the roll-up of competing investment banking team, broker-dealer
RIA
Represented publicly-traded m-commerce company in its $25M asset acquisition of Minnesota-based technology company
Represented a high-speed wireless data delivery company in its Reg A offering.
Represented publicly-traded thermal energy company in public shelf offering of up to $15M.
Represented a Canadian FinTech company in its Regulation (Reg A) offering in the United States
Represented an agriculture technology company in its Series C Preferred Stock Financing.
Represented a Silicon Valley-based enterprise sales technology company in its Series B Preferred Stock Financing.
Represented a Silicon Valley-based integrated healthcare technology company in its Series A Preferred Stock Financing.
Represented an advertising technology company in its Series A Preferred Stock Financing.
Represented an image search technology company in its sale to a major retailer.
Represented Silicon Valley-based technology start-up companies in their formation
early-stage financings.
Represents public companies in public
private financings, securities law compliance
related corporate matters.