Cases
Experience: Represented NASDAQ listed digital asset infrastructure business in multiple M&A transactions, registered public offerings, Securities Act of 1933 compliance, Securities
Exchange Act of 1934 reporting
compliance
general corporate governance
Represented a provider of dedicated cloud
managed services, including a variety of information technology services, in a tri-part transaction involving a new line of credit, the sale of preferred equities
the acquisition of a strategic business
Represented US
UK suppliers of reverse osmosis specialty chemicals membrane-based water treatment systems to a leading supplier of water treatment solutions headquartered in Japan
Represented an Australian investor in its investment into a medical device company focused on the development, licensing
commercialization of wound care products
Represented a leader in sales enablement software based in Australia in its acquisitions of separate US businesses 1) with software
services for the assembly, automation
management of documents in the financial services industries, 2) that sell sales enablement
training tools
platforms,
3) that develop sales enablement tools for enterprise size companies
Represented two companies that make wildlife mitigation
protective covers for the power industry in their sale to a global leader in innovative products that support the power utility, communications, civil construction
transportation industries
Represented a Mexican based company that harvests
processes oily seeds
vegetable oils
its US subsidiaries in debt financing
Represented business developing, deploying, licensing
otherwise exploiting
commercializing tools, protocols
solutions to enable decentralized (DeFi) users to trade options, derivatives,
DeFi-native financial instruments in web 3.0 ecosystems, in its initial capital offering
Represented a provider of customized ways for businesses to grow revenue across digital channels in its acquisition of a leading website business for all things subscription boxes, including spoilers, reviews,
can't-miss deals
Represented a manufacturer of products, services
innovative solutions to telecommunications, utility, government,
industrial markets worldwide to a manufacturer of electrical, electronic
fiber optic connectors, coaxial
flat-ribbon cable,
interconnect systems
Represented a leading global ingredients solutions company in its investment into a Chilean based company that uses artificial intelligence to produce plant-based food products
Represented a company aiming to be a content distribution platform for the digital entertainment industry in its acquisition of a leading software company with the fastest torrent client
sync
share software
Represented global education services company in its acquisition of an independent publisher of professional licensing exam review materials
recognized leader in engineering, surveying, architecture,
interior design licensure exam review
Represented a provider of data center
information technology related services
solutions such as cloud hosting, colocation, disaster recovery
business continuity services to a provider of cloud
managed IT services
Represented a multi media
technology company that produces content principally for the hunting, fishing
outdoor markets in its acquisition of a business that designs
develops premium br
ed outdoor sporting apparel
goods
Represented an institutional-quality, value-oriented investment adviser in its sale to a leading provider of investment advisory services to institutional
retail markets
Represented a leading providing of employment for individuals who have recently experienced homelessness in its acquisition of a staffing business in a new geography
Represented a global information technology company in its acquisition of a custom service provider that helps to reduce the complexity of adopting next-generation cloud,
data analytics services without making costly investments
Represented a publicly traded global oilfield services provider,
prominent government contractor, in its acquisition of a maritime software solutions provider
Represented a pharmaceutical company listed on NASDAQ in connection with several PIPE financings
in all filings with the Securities
Exchange Commission
Represented a publicly traded bank holding company in acquisition of a bank,
in all filings with the Securities
Exchange Commission
Assisted in the formation of a joint venture established to develop a pressed-bed gasification process intended to convert trash to energy
then to commercialize it
Represented a wind turbine producer in a reverse triangular merger into a public company shell in order to become a publicly traded company
to raise funds
Represented numerous financial institutions in acquisitions of other financial institutions, sales to other financial institutions,
in securities offerings, including a TARP
Small Business Lending Fund program transaction
Represented a bank holding company in its initial public offering
Represented several community banks in formation of a bank holding company
Represented a privately held company in its acquisition by merger of an existing bank holding company, a fairness hearing before the California Department of Corporations in connection therewith,
the simultaneous private capital offering to fund the acquisition
recapitalize the bank
Represented a manufacturer
marketer of nutritional supplements in its license of intellectual property,
sale of raw materials to a global nutrition company
a global healthcare company
Represented a company utilizing a metabolic modeling
experimental platform to drive the discovery
design of new products
processes for the life sciences field in its sale to a privately held synthetic biology company
Represented developer of innovative technologies to stabilize biological materials at room temperature, in multiple private offerings
in general contract preparation
Represented private company developing lead compounds in new medicines for acne, wound healing, prostate cancer
for other
rogen or
rogen receptor-related disorders in multiple private securities offerings
Represented a private company providing video hardware to document 'bad driving' events
to aid in crash reconstruction in multiple sales of preferred stock to investors
Represented a private school in multiple tax-free bond financings
Represented various funds in private debt offerings in order to raise capital for various investments in real estate loans, gas stations
convenience stores
Represented a business manufacturing, marketing, distributing
selling food products
the owner of the business in the sale of assets to a strategic buyer
Represented the owner of a business providing engineering services, including product design consultation, mold design, material recommendations
precision injection mold making, in a sale of the business to a strategic buyer
Represented the owner of a optoelectronics business dedicated to LED engineering,
producing a broad selection of high-quality, ultra-reliable LEDs
LED mounting components for sophisticated OEM
retrofit LED industrial applications, in a sale of the business to a private equity fund
Represented a firm engaged in the business of selling
renting custom modular trade show displays, exhibits
booths in the sale of all of its assets
Represented a content knowledge management company with expertise in data movement in its sale of a portion of its business to a strategic buyer
Represented a turnkey medical device contract manufacturer
fulfillment service provider to national
international medical device companies in its sale to a medical device manufacturer
designer
Represented the owner a producer of computer software
specialized hardware for use by persons with disabilities in its sale of the business
Represented a developer
manufacturer of broadb
network solutions in its merger with a supplier of broadcast multimedia distribution
localized advertising systems & services
Represented designer
manufacturer of replacement parts
components for the semiconductor industry in an acquisition by a wholly owned subsidiary of one of the world's leading suppliers of refractory metals
composite material products
Represented a manufacturer
distributor of audio recording, vibration monitoring
process control equipment
products
its security holders in its sale to a public, diversified, industrial company that produces engineered products for global niche markets
Represented an information technology solutions provider listed on the American Stock Exchange in acquisition of an information systems
consulting services provider to the United States Department of Defense
Represented a provider of information connectivity solutions that capture, analyze
present real-time information to its customers in the Department of Defense, Department of Homel
Security, other government agencies
large industrial companies, in its merger to become a wholly-owned subsidiary of a provider of engineering, IT services,
warfighter solutions primarily in the United States
traded on NASDAQ
Represented a janitorial, security
related services company in an acquisition by a large strategic partner
Represented a large beef processing company in an acquisition by a large, publicly held beef packing company
Represented a distributor of both veterinary
physician healthcare products in acquisition by a leading supplier of top quality animal health products
services
Represented a private company specializing in mortgage lead generation services in its acquisition by a publicly held e-commerce company
Represented a leader in the education finance industry in an acquisition of a business operating an Internet website promoting, marketing, locating, brokering, finding, comparing, searching for
providing scholarships or awards for higher education expenses
Represented numerous companies in their formation
Advised financial institutions regarding regulatory compliance
Advised companies, including AMEX
NASDAQ listed companies, regarding Securities Exchange Act of 1934 reporting
compliance
Advised companies in connection with regulatory compliance, applications
enforcement actions
Advised private
public companies regarding equity compensation arrangements
Advised private
public companies in connection with general corporate matters
corporate governance
