Borden Ladner Gervais LLPPartner

Prema K.R. Thiele

About Prema K.R. Thiele

Prema K.R. Thiele is a lawyer practicing private funds, hedge funds and alternative investments, etfs, structured products and closed-end funds, investment management and 3 other areas of law. Prema K.R. received a degree from University of Saskatchewan in 1990, and has been licensed for 34 years. Prema K.R. practices at Borden Ladner Gervais LLP in Toronto, ON.

 

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Services

Areas of Law

  • Other 6
    • Private Funds, Hedge Funds and Alternative Investments
    • ETFs, Structured Products and Closed-End Funds
    • Investment Management
    • Securities Registrant Regulation and Compliance
    • Mergers and Acquisitions
    • Insurance - Corporate and Regulatory

Practice Details

  • Firm Information
    Position
    Partner
    Firm Name
    Borden Ladner Gervais LLP
  • Representative Cases & Transactions
    Cases
    Representative Work
    Advised
    prepared applications on behalf of several non-Canadian
    domestic investment advisers, dealers
    fund managers in respect of carrying on business in Canada
    registration under provincial securities legislation, as well in respect of maintaining membership with various self-regulatory organizations (SROs). Conducted independent audits of
    advised
    trained securities registrants on designing
    assessing governance structures
    compliance procedures,
    strengthening compliance capability, including anti-money laundering compliance. Advises on pooled fund products, private placement of non-Canadian investment funds (including hedge funds)
    investment management structuring issues. Acted on numerous acquisitions in a variety of areas, including those involving the acquisition of advisers, dealers, fund managers, insurers,
    insurance brokers,
    those in the building products manufacturing, funeral services
    automotive industries. Provides ongoing legal advice in respect of insurance regulatory
    corporate governance issues to several insurers
    insurance brokers, as well as to a Canadian chartered bank in respect of its insurance operations, which has included advising on designing
    marketing of insurance programs.

Experience

  • Bar Admission & Memberships
    Admissions
    1992, Ontario
    Memberships

    Professional Involvement

    •Appointed by Ontario Securities Commission as member of Ontario Securities Commission Registrant Advisory Committee
    •Member, Investment Funds Institute of Canada, NI 31-103 Task Force
    •Member, Ontario Bar Association
    •Member, Toronto Region Board of Trade
    •Member, The National Club

    Community Involvement

    •Member of the Executive of the Humber Valley Hockey Association
    •General Manager of a Royal York Baseball League Team

  • Education & Certifications
    Law School
    University of Saskatchewan
    Class of 1990
    LL.B.
    with Distinction
    Other Education
    University of Saskatchewan
    Class of 1990
    B.Comm.

    University of Saskatchewan
    Class of 1990
    with Distinction

Prema K.R. Thiele

Partner at Borden Ladner Gervais LLP
Not yet reviewed

Bay Adelaide Centre, East Tower22 Adelaide Street West, Suite 3400Toronto, ON M5H 4E3Canada

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