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Borden Ladner Gervais LLPPartner
Kathryn M. Fuller

Kathryn M. Fuller

Not yet reviewed

22 Adelaide Street West, Suite 3400, Toronto, ON M5H 4E3

Mutual Funds, Private Funds, Hedge Funds and Alternative Investments, Purchase and Sale of a Business and 2 more

About Kathryn M. Fuller

Kathryn M. Fuller is a lawyer practicing mutual funds, private funds, hedge funds and alternative investments, purchase and sale of a business and 2 other areas of law. Kathryn M. received a B.A. degree from Queen's University in 1996, and has been licensed for 25 years. Kathryn M. practices at Borden Ladner Gervais LLP in Toronto, ON.

Kathryn M. Fuller (Toronto, Ontario)

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Services

Areas of Law

  • Other 5
    • Mutual Funds
    • Private Funds, Hedge Funds and Alternative Investments
    • Purchase and Sale of a Business
    • Investment Management
    • Securities Registrant Regulation and Compliance

Practice Details

  • Firm Information
    Position
    Partner
    Firm Name
    Borden Ladner Gervais LLP
  • Representative Cases & Transactions
    Cases
    Representative Work
    Preparing offering documents
    continuous disclosure documents relating to retail mutual funds. Preparing offering documents relating to the exempt distribution of pooled funds
    hedge funds. Registering securities industry participants as dealers, advisors
    investment fund managers in Canada. Advising securities industry participants on compliance with corporate
    securities laws, rules
    policies relating to the investment management industry, including fund governance, sales
    marketing issues. Advising investment fund managers on fund mergers
    other fundamental fund changes. Providing regulatory advice on merger
    acquisition transactions involving investment management industry participants. Seconded to a major mutual fund company.

Experience

  • Bar Admission & Memberships
    Admissions
    2001, Ontario
    Memberships

    Professional Involvement

    •Member, Legal and Compliance Committee, Investment Funds Institute of Canada, 2012-15
    •Member, Point of Sale Task Force, Investment Funds Institute of Canada, 2011-12
    •Member, Ontario Bar Association
    •Member, Alternative Investment Management Association (Canada)
    •Former Member, Conference Committee, Investment Funds Institute of Canada

    Community Involvement

    •Volunteer, BLG Reads to Kids Program

  • Education & Certifications
    Law School
    Queen's Law School
    Class of 1999
    LL.B.
    Other Education
    Queen's University
    Class of 1996
    B.A.
    English and Politics

    Queen's University
    Class of 1996
    B.A.
    Hons.

Kathryn M. Fuller

Partner at Borden Ladner Gervais LLP
Not yet reviewed

Bay Adelaide Centre, East Tower22 Adelaide Street West, Suite 3400Toronto, ON M5H 4E3Canada

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